OCIE is working on coordination and has committed to me that the commission will have a chance to weigh in on sweep exams. -Paul Atkins

 

OCIE is working on coordination and has committed to me that the commission will have a chance to weigh in on sweep exams.


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This quote is just one of 5 total Paul Atkins quotes in our collection. Paul Atkins is known for saying 'OCIE is working on coordination and has committed to me that the commission will have a chance to weigh in on sweep exams.' as well as some of the following quotes.

OCIE is working on coordination and has committed to me that the commission will have a chance to weigh in on sweep exams.

Paul Atkins
264

Investors for whom this level of oversight is important already can select from among registered advisers, ... If SEC registration were perceived to be uniformly desirable, the market -- meaning investors -- would eventually lead all hedge-fund advisers to register.

Paul Atkins
222
There is much discussion within the SEC about how Sarbanes-Oxley may be imposing a greater cost than anticipated. Perception can be every bit as important as reality in financial markets. -Paul Atkins
159

Just as some of you are working hard to prepare to deal with us, we at the SEC are struggling to get ready to deal with you, ... We have neither the resources nor the expertise to oversee all of the potential new registrants.

Paul Atkins
121

I'm very sympathetic about the concerns I've heard about 404 to date.

Paul Atkins
95