His number one task will be to get the division moving. In this situation, it's as if the machinery and the wheels of the division need to be working again.

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We've heard it from a host of our clients, both from the broker-dealer and investment-management perspective.

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That's not to say there won't always be pressure points in the selling of mutual funds and other products. It's a situation where compliance personnel and lawyers are going to have to work with the business people to ensure that all regulatory rules are met.

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