In most cases, the idea behind poison pills is to give members of the board full control of the takeover process.

The marketing and sales of hedge funds to individual investors has been an ongoing focus of the NASD.

It was good for surfers, ... Unfortunately, undertows and rip currents were beginning to occur.

It's always harder to prove what somebody said when it's one person against another.

It won't wipe out stock fraud, but it will give investors a much better tool.

In recommending mutual funds with different share classes, brokers must understand, consider and disclose information about which particular share class would be most beneficial for the customer from an expense perspective.

Some of these cases are really sad. There are people who have literally lost their life savings.

It's an atmosphere that enables fraudsters to take advantage of investors.